Protiviti Webinar: Regulatory Hot Topics for Financial Services in 2014 - KOTA Territory News

Protiviti Webinar: Regulatory Hot Topics for Financial Services in 2014

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SOURCE Protiviti

Financial services experts to discuss key regulatory issues and developments for internal audit and compliance professionals

MENLO PARK, Calif., Jan. 23, 2014 /PRNewswire/ --


A webinar to identify and discuss top 2014 regulatory issues and developments for compliance, risk, and internal audit professionals in financial services.

Protiviti regulatory experts, including managing director Tim Long, who is a former OCC regulator, serving most recently as senior deputy comptroller for bank supervision policy and chief national bank examiner, will examine topics that include:

Anti-money laundering and sanctions

Broker-dealers and investment advisers

Consumer financial lending and deposit products

The impact of the current regulatory environment on compliance and internal audit organizations

One CPE credit will be provided to qualifying attendees.


Wednesday, January 29, 2014

10:00 a.m. PST/1:00 p.m. EST (duration approx. 60 minutes)




Protiviti speakers include:

Tim Long, managing director, leader of U.S. regulatory practice

Scott Jones, managing director, leader of financial services internal audit practice

John Atkinson, director, regulatory practice

Steven Stachowicz, director, regulatory practice

Nicole Weber, associate director, regulatory practice


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